SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Pope Lawrence J

(Last) (First) (Middle)
HALLIBURTON COMPANY
3000 N. SAM HOUSTON PARKWAY E.

(Street)
HOUSTON TX 77032

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO [ HAL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP Administration & CHRO
3. Date of Earliest Transaction (Month/Day/Year)
12/04/2019
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/04/2019 A 41,400(1) A $21.47(2) 243,696.849 D
Common Stock 12/04/2019 F 1,968(3) D $21.29(4) 242,602.471(5) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Buy Common Stock $31.44 12/05/2018 12/05/2028 Common Stock 51,100 51,100 D
Option to Buy Common Stock $43.38 12/06/2017 12/06/2027 Common Stock 34,300 34,300 D
Option to Buy Common Stock $53.54 12/07/2016 12/07/2026 Common Stock 30,500 30,500 D
Option to Buy Common Stock $38.95 12/02/2015 12/02/2025 Common Stock 44,500 44,500 D
Option to Buy Common Stock $40.75 12/03/2014 12/03/2024 Common Stock 47,400 47,400 D
Option to Buy Common Stock $50.62 12/04/2013 12/04/2023 Common Stock 29,400 29,400 D
Option to Buy Common Stock $33.5 12/05/2012 12/05/2022 Common Stock 38,500 38,500 D
Option to Buy Common Stock $35.57 12/06/2011 12/06/2021 Common Stock 28,300 28,300 D
Option to Buy Common Stock $39.19 12/01/2010 12/01/2020 Common Stock 23,000 23,000 D
Option to Buy Common Stock $29.35 12/01/2009 12/01/2019 Common Stock 26,500 0(6) D
Explanation of Responses:
1. Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
2. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on the December 4, 2019 grant date was $21.47
3. Shares transferred to Halliburton Company for payment for federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
4. The closing price of Halliburton Company's Common Stock on the New York Stock Exchange on the December 2, 2019 vest date was $21.29.
5. Includes 873.622 shares of stock purchased through the Halliburton Company Employee Stock Purchase Plan for the period ended March 31, 2019 and June 30, 2019.
6. Stock Option expired December 2, 2019
Remarks:
/s/ Bruce Metzinger, by Power of Attorney 12/06/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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