Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM SD
SPECIALIZED DISCLOSURE REPORT




HALLIBURTON COMPANY
(Exact name of registrant as specified in its charter)


Delaware001-03492No. 75-2677995
(State or other jurisdiction(Commission (IRS Employer
of incorporation or organization)File Number)Identification No.)
   
   
3000 North Sam Houston Parkway East 
Houston, Texas 77032
 (Address of principal executive offices) (Zip Code)
   
Eric Carre
Executive Vice President and Chief Financial Officer
(281) 871-7599
(Name and telephone number, including area code, of the person to contact in connection with
this report.)




Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:



x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period January 1, 2022 to December 31, 2022.



SECTION 1 - CONFLICT MINERALS DISCLOSURE

Item 1.01 Conflict Minerals Disclosure and Report

Halliburton Company (the “Company” or “Halliburton”) conducted a reasonable country of origin inquiry (RCOI) of its suppliers to determine whether any conflict minerals, as defined by paragraph (d)(3) of Item 1.01 of Form SD, necessary to the functionality or production of a product manufactured or contracted to be manufactured by the Company during 2022 (the “Products”) originated in the Democratic Republic of the Congo or an adjoining country, as defined by paragraph (d)(1) of Item 1.01 of Form SD. Halliburton exercised due diligence on the source and chain of custody of its conflict minerals, as discussed in paragraph (c)(1) of Item 1.01 of Form SD, that conforms to the Organization for Economic Co-operation and Development (OECD) Due Diligence Framework for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas.

Conflict Minerals Disclosure

In accordance with paragraph (c) of Item 1.01 of Form SD, Halliburton filed a Conflict Minerals Report (CMR) for the reporting period January 1, 2022 to December 31, 2022, as Exhibit 1.01 to this Form SD, and has made such report publicly available on Halliburton's website, http://ir.halliburton.com/phoenix.zhtml?c=67605&p=irol-sec. Information on Halliburton’s website shall not constitute a part of this Form SD.

Item 1.02 Exhibit

The Company has contemporaneously filed the CMR with this Form SD, which is attached as Exhibit 1.01.

SECTION 2 - EXHIBITS

Item 2.01 Exhibits

Exhibit 1.01 - Conflict Minerals Report for the reporting period January 1, 2022 to December 31, 2022.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.


Date: May 31, 2023 HALLIBURTON COMPANY
   
 By:/s/ Eric Carre
  Eric Carre
  Executive Vice President and Chief Financial Officer


Document



Conflict Minerals Report

Section I - Introduction of Applicability

Pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, this report was prepared for the reporting period January 1, 2022 to December 31, 2022 (the “Reporting Period”).

Halliburton Company (the “Company,” “Halliburton,” “we,” or “our”) is a leading provider of services and products to the upstream oil and natural gas industry. Halliburton has manufacturing operations in various locations, the most significant of which are located in the United States, Canada, Malaysia, Singapore, and the United Kingdom.

Halliburton comprises 13 product service lines (PSLs). The PSLs operate in two divisions: the Completion and Production division and the Drilling and Evaluation division. Our Project Management PSL works across both divisions and is the spearhead of our integrated-services strategy. Its financial results are included in the Drilling and Evaluation division. PSLs are primarily responsible and accountable for strategy, technology development, process development, people development and capital allocation.

Completion and Production DivisionDrilling and Evaluation Division
Artificial Lift
Baroid
Cementing
Drill Bits & Services
Completion Tools
Landmark Software & Services
Pipeline & Process Services
Sperry Drilling
Production Enhancement
Testing & Subsea
Production Solutions
Wireline & Perforating
  
Supporting Both Divisions 
Project Management
 

During the Reporting Period, products manufactured, or contracted to be manufactured, contained one or more of the following minerals: tantalum, tin, tungsten, or gold (3TG). Listed below are examples of where 3TG may be present in Halliburton products:
MetalIndustry ApplicationsApplications in Halliburton
Tantalum
Refined from Columbite-Tantalite (Coltan)
Capacitors, ResistorsTantalum Capacitors, Alloys
Tin
Refined from Cassiterite
Chemical Solutions, Capacitors Electrodes, Tin Alloys, Dioxide, ElectroplatingIntegrated Circuits, Pins, Resistors, Capacitors, PCBs, and Soldering
Tungsten
Refined from Wolframite
Tungsten Carbide, Alloy, Light Bulb, Heating Elements, and Tungsten Inert Gas WeldingElectrodes, Tungsten Carbide (Drill Bits), Welding
GoldElectrical Wiring, Connectors, Contact, and Gold PlatingContacts, Pins, Connectors, Cable Harness, Wire Harness, Gold Plating



Section II - Reasonable Country of Origin Inquiry (RCOI)

Halliburton conducted an RCOI among our suppliers on the source and chain of custody of certain minerals necessary to the functionality or production of a product manufactured or contracted to be manufactured by the Company (the Products) during the Reporting Period to determine whether they originated from the Democratic Republic of the Congo (DRC) or an adjoining country.

The RCOI for the Reporting Period was designed in accordance with the Organization for Economic Co-operation and Development (OECD) Due Diligence Framework for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (the OECD Framework). Our suppliers were asked to complete the Conflict Minerals Reporting Template (CMRT), a survey tool developed by the Responsible Minerals Initiative (RMI), formerly known as the Conflict-Free Sourcing Initiative (CFSI). The CMRT is commonly utilized to identify smelters or refiners (SORs). Suppliers were required to upload their completed CMRT to our third-party platform.





Section III - Design of Conflict Minerals Program and Due Diligence Measures

We are a downstream purchaser of products that include conflict minerals. We designed our program in accordance with the 5-Step OECD Framework as follows:
OECD Step 1: Establish strong company management systems
Maintained the Supplier Ethics Statement on our external website at http://www.halliburton.com/en/about-us/supplier-relations/halliburton-supplier-ethics, which reflects our commitment and expectation of supplier commitment to ethical business behavior, conflict-free sourcing, and human rights. Suppliers were reminded via our RCOI email;
Maintained our Human Rights Statement on our external website at http://www.halliburton.com/en/about-us/corporate-governance/human-rights-statement-halliburton, which reflects our long-standing commitment to uphold human rights as defined by the United Nations Universal Declaration of Human Rights (UDHR);
Continued to include clauses requiring conflict-free materials and products from suppliers in our Master Purchase Agreement (MPA) and standard Purchase Order Terms & Conditions templates. Additionally, Suppliers and their business partners are contractually bound by the MPA to protect and uphold the fundamental human rights of their employees as stated in the UDHR;
Continued using our internal Conflict-Free Sourcing Policy which aligns our conflict minerals program description with the 5-step OECD Framework and makes our employees aware of their responsibilities under the act to use suppliers who do not source 3TG from uncertified SORs;
Utilized a cross-functional internal team among the Procurement, Material Management, Finance, Information Technology, and Law departments led by our Procurement, Materials & Logistics (PM&L) Business Compliance & Optimization Group;
Retained a third-party service provider to query our applicable suppliers using the CMRT;
Continued using a system of controls and transparency by developing a due diligence process using the CMRT, including evaluating and scoring the risk presented by each smelter, refiner, and respondent (supplier providing a CMRT) based on the SORs indicated and due diligence program described;
Continued utilizing a platform to upload supplier information. The platform tracked supplier responses on a real-time basis and allowed us to leverage better data reporting and to take action for non-responsive suppliers;
Saved and archived relevant records in an electronic database on a SharePoint site relevant to each year's campaign;
Granted all suppliers determined to be in-scope for conflict mineral regulatory purposes a free membership with access to training and information on conflict minerals provided by our third-party service provider;
Educated suppliers upon request on Dodd-Frank action Section 1502, how the Conflict Mineral Rule applies to them and why it is important to respond to our RCOI; and
Continued to make our Ethics Helpline available for suppliers to report any violations of the law or violations of our Code of Business Conduct. The RMI also established a grievance mechanism which its members, stakeholders, and the public can utilize to raise concerns about the initiative, the audit program, protocols, SOR operations that fall in-scope of the Responsible Minerals Assurance Process (RMAP), formerly the Conflict-Free Smelter Program (CFSP), audit quality and auditor competencies, minerals supply chains and upstream/downstream initiatives through RMI.







OECD Step 2: Identify and assess risks in the supply chain
Identified in-scope suppliers, which are tier one suppliers that supply products to Halliburton that may contain 3TG. Selection was based on the following criteria:
Products supplied to Halliburton plants within the Reporting Period;
Harmonized Tariff Codes and Material Groups of supplied products that may contain metal;
Product sales from Halliburton procurement plants to third-party customers; and
Halliburton newly acquired manufacturers with reporting obligations pursuant to Rule 13p-1 under the Securities Exchange Act of 1934;
Performed validation of supplier data to confirm accuracy of vendor contact information prior to campaign launch;
Established deadlines for suppliers’ CMRT submissions, including requiring our tier one suppliers to provide an updated CMRT if additional information became available;
Extended CMRT submission deadline in order to give suppliers additional time and increase the response rate;
Followed up with non-responsive suppliers requesting their responses,;
Conducted direct outreach through Halliburton PM&L to non-responsive tier one suppliers requesting their participation in the program;
Utilized our third-party service provider to evaluate supplier CMRT responses for plausibility, consistency, and gaps;
Analyzed and compared the SORs identified by the supply chain with the following internationally accepted audit standards to determine which SORs are considered “DRC Conflict-Free”: the RMAP, the London Bullion Market Association (LBMA) and the Responsible Jewellery Council (RJC); and
Retained status as a member of the RMI (Halliburton member code HALL), through which we:
support engagement by the RMI with SOR(s) and the obtainment of information on country of origin and transit and transportation routes used between mine and SORs;
support the RMI RMAP, which includes an assessment of whether SORs have carried out all five steps of due diligence for responsible supply chains of 3TG from the DRC and adjoining countries; and
support spot checks and/or audits at SOR facilities.
OECD Step 3: Design and implement strategy to respond to identified risks
Maintained our risk management plan by reviewing the due diligence of suppliers and SORs;
Performed risk mitigation efforts by following up with tier one suppliers for validation and additional information on their smelter data
Responded to supplier and customer inquiries in a timely manner by both Halliburton and our third-party service provider;
Provided findings and progress reports periodically to Halliburton senior management;
Relevant Halliburton personnel attended webinars and reviewed online resources to learn and understand new developments and best practices;
Initiated risk mitigation activities when high-risk SOR’s were reported on a CMRT by one of the suppliers surveyed. High-risk SOR’s are those identified with non-compliant status and that source from the DRC or adjoining countries.
Created corrective action report on our 3rd party platform for tier one suppliers using a high-risk, non-compliant smelter and requested the supplier confirm if the non-compliant smelter was used in the goods supplied to Halliburton. If a supplier confirms or cannot identify that the smelter was used in goods supplied to Halliburton, then we instruct the supplier to remove the smelter from goods supplied to Halliburton or take steps to help the smelter become compliant.






OECD Step 4: Carry out independent third-party audit of supply chain due diligence
Although we do not maintain direct relationships with SOR’s or perform audits with upstream entities beyond our direct suppliers, we have retained status as a member of the RMI, by which we:
exercise leverage over upstream suppliers indirectly by requiring SORs to undergo an independent third-party audit, which requires due diligence, traceability, chain of custody, risk assessment, and mitigation activities upstream;
support the RMI’s efforts to monitor whether SOR(s) demonstrate significant and measurable improvement within a reasonable time frame from the adoption of their risk management plans; and
support the RMI’s independent third-party audits of the SOR’s due diligence practices through the RMAP; and
Reviewed meeting notes from the RMI Smelter Engagement Team (SET) and Due Diligence Team.

OECD Step 5: Report on supply chain due diligence
Report annually on supply chain due diligence by filing with the SEC a Form SD and Conflict Minerals Report (CMR); and Upload CMR to our company website at http://ir.halliburton.com/phoenix.zhtml?c=67605&p=irol-sec, on an annual basis.





Section IV - Results of Due Diligence Measures

A total of 1,053 suppliers were identified as in-scope for conflict mineral regulatory purposes and contacted as part of the RCOI process conducted by our third-party service provider. Suppliers in-scope decreased by 65% in 2022 compared to 2021 primarily due to removing suppliers that did not contain spend in 2022. The response rate among these suppliers was 86% (902).

Of the responding suppliers, 77% (693) confirmed their supply to Halliburton did not contain 3TG. The remaining 23% (209) of suppliers used 473 different SORs, of which, 158 indicated DRC sourcing. Out of the 158 SORs, 30 were found to be non-compliant. Additionally, we will contact suppliers who listed a non-compliant SOR in their CMRT to determine if the SOR was used in our products. Action plans have been implemented to block unresponsive and non-compliant suppliers, and will be implemented to remove any non-compliant SORs from our supply chain, if applicable. Any supplier who does not comply with our expectations is subject to termination.

Halliburton received some incomplete responses from those surveyed. Some suppliers were unable to determine if they had provided conflict minerals originating from the DRC or an adjoining country, and other suppliers did not respond to the question. Since all CMRTs received were not submitted at a product-level, we do not have sufficient information to determine all SORs in our supply chain. The country-of-origin information for these incomplete responses was provided by our third-party service provider, based on information provided from the SORs as part of the RMAP and other interactions between the third-party service provider and the SORs.

A total of 151 suppliers (14%) did not respond to our request to complete a CMRT as required by our MPA, standard terms and conditions, and Supplier Ethics Statement. All non-responsive suppliers were blocked for purchasing until Halliburton CMRT requirements had been met.

Section V - Risk Mitigation for Future Due Diligence

Halliburton will continually work toward a conflict-free supply chain with ethical sourcing of materials and products. There are many stakeholders that are dependent directly or indirectly on legal mining operations in the DRC or an adjoining country, which are not benefiting armed groups in that region. Halliburton promotes verifiable conflict-free sourcing from the DRC or an adjoining country.

Halliburton will take the following measures to enhance its due diligence on the source and chain of custody of conflict minerals by:
Encouraging non-respondent suppliers to develop corrective action plans to promote compliance with our supplier requirements;
Developing corrective action plans for suppliers using an active SOR that sources from the DRC or adjoining countries and has not received compliant or active status from RMI;
Encouraging suppliers to evaluate the business relationship with SORs refusing to proceed with an independent third-party audit program;
Providing assistance and education regarding the Dodd-Frank Act Section 1502 to suppliers to escalate down compliance requirements to more tiers of our supply chain; and
Encouraging eligible SORs’ identification from the suppliers.

Reference: The OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Third Edition) can be found at http://www.oecd.org/daf/inv/mne/OECD-Due-Diligence-Guidance-Minerals-Edition3.pdf.






Section VI - Inherent Limitations on Due Diligence Measures

As a downstream purchaser and user of conflict minerals, Halliburton’s due diligence measures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of the necessary conflict minerals. Our due diligence processes are based on the necessity of seeking data from our tier one suppliers and those suppliers seeking similar information within their supply chains to identify the original sources of the necessary conflict minerals. Such sources of information may yield inaccurate or incomplete information and may be subject to fraud. Some of our suppliers were nonresponsive and many were uncertain or provided data at a company or division level, as further described below. Halliburton has undertaken measures to verify responses and minimize these limitations but cannot guarantee the accuracy of the responses provided.

Halliburton’s supply chains are diverse between product service lines. Our products are many tiers removed from the SORs. To determine whether any 3TG was sourced from the DRC or an adjoining country, we relied on our tier one suppliers responding with accurate SOR identification information. Many suppliers provided responses with SOR information based on a company or divisional level, rather than a product-level specific to the materials and components we use. As such, the aggregated information set forth in Annex I and Annex II does not necessarily relate to materials or components used in Halliburton’s products.





ANNEX I - Smelters or Refiners (SORs)

The information in this Annex is an aggregation of data provided by Halliburton’s suppliers and our own due diligence efforts as of May 16, 2023 and not a confirmation of conflict minerals contained in our products.

MetalSmelter or Refiner NameSmelter CountryRMI Smelter IDRMI Audit StatusSource from Covered Countries
TungstenA.L.M.T. Corp.JapanCID000004CompliantYes
GoldAdvanced Chemical CompanyUnited States of AmericaCID000015OtherNo
GoldAida Chemical Industries Co., Ltd.JapanCID000019CompliantNo
GoldAgosi AGGermanyCID000035CompliantNo
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UzbekistanCID000041CompliantYes
GoldAngloGold Ashanti Corrego do Sitio MineracaoBrazilCID000058CompliantYes
GoldArgor-Heraeus S.A.SwitzerlandCID000077CompliantYes
GoldAsahi Pretec Corp.JapanCID000082CompliantNo
GoldAsaka Riken Co., Ltd.JapanCID000090CompliantYes
TantalumAsaka Riken Co., Ltd.JapanCID000092OtherUnknown
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TurkeyCID000103OtherNo
TungstenKennametal HuntsvilleUnited States of AmericaCID000105CompliantNo
GoldAurubis AGGermanyCID000113CompliantYes
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PhilippinesCID000128CompliantNo
GoldBauer Walser AGGermanyCID000141OtherUnknown
GoldBoliden ABSwedenCID000157CompliantNo
GoldC. Hafner GmbH + Co. KGGermanyCID000176CompliantNo
GoldCaridadMexicoCID000180OtherNo
GoldCCR Refinery - Glencore Canada CorporationCanadaCID000185CompliantYes
GoldCendres + Metaux S.A.SwitzerlandCID000189OtherNo
GoldYunnan Copper Industry Co., Ltd.ChinaCID000197OtherYes
TantalumChangsha South Tantalum Niobium Co., Ltd.ChinaCID000211OtherYes



TungstenGuangdong Xianglu Tungsten Co., Ltd.ChinaCID000218CompliantNo
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.ChinaCID000228CompliantNo
GoldChimet S.p.A.ItalyCID000233CompliantNo
TinJiangxi Ketai Advanced Material Co., Ltd.ChinaCID000244OtherUnknown
TungstenChongyi Zhangyuan Tungsten Co., Ltd.ChinaCID000258CompliantYes
GoldChugai MiningJapanCID000264CompliantNo
TinCNMC (Guangxi) PGMA Co., Ltd.ChinaCID000278OtherUnknown
TungstenCNMC (Guangxi) PGMA Co., Ltd.ChinaCID000281OtherNo
TantalumConghua Tantalum and Niobium SmeltryChinaCID000291OtherYes
TinAlphaUnited States of AmericaCID000292CompliantYes
TinCooperativa Metalurgica de Rondônia Ltda.BrazilCID000295OtherUnknown
TinCV Gita PesonaIndonesiaCID000306OtherUnknown
TinPT JustindoIndonesiaCID000307OtherUnknown
TinPT Aries Kencana SejahteraIndonesiaCID000309CompliantNo
TinPT Premium Tin IndonesiaIndonesiaCID000313CompliantNo
TinCV United SmeltingIndonesiaCID000315OtherUnknown
GoldDaejin Indus Co., Ltd.Korea, Republic ofCID000328OtherUnknown
GoldDaye Non-Ferrous Metals Mining Ltd.ChinaCID000343OtherNo
GoldDSC (Do Sung Corporation)Korea, Republic ofCID000359CompliantNo
GoldDODUCO Contacts and Refining GmbHGermanyCID000362OtherNo
TinSmelter Not FoundChinaCID000376OtherUnknown
GoldDowaJapanCID000401CompliantNo
TinDowaJapanCID000402CompliantNo
TantalumDuoluoshanChinaCID000410OtherUnknown
GoldEco-System Recycling Co., Ltd. East PlantJapanCID000425CompliantNo
TinEM VintoBolivia (Plurinational State of)CID000438CompliantYes
TinEstanho de Rondonia S.A.BrazilCID000448CompliantYes



TantalumExotech Inc.United States of AmericaCID000456OtherNo
TantalumF&X Electro-Materials Ltd.ChinaCID000460CompliantYes
TinFeinhütte Halsbrücke GmbHIndonesiaCID000466OtherUnknown
TinFenix MetalsPolandCID000468CompliantYes
GoldJSC Novosibirsk RefineryRussian FederationCID000493OtherYes
TungstenFujian Jinxin Tungsten Co., Ltd.ChinaCID000499OtherNo
GoldRefinery of Seemine Gold Co., Ltd.ChinaCID000522OtherNo
TinGejiu Non-Ferrous Metal Processing Co., Ltd.ChinaCID000538CompliantYes
TinSmelter Not FoundChinaCID000553OtherUnknown
TinGejiu Zili Mining And Metallurgy Co., Ltd.ChinaCID000555OtherYes
TungstenGlobal Tungsten & Powders Corp.United States of AmericaCID000568CompliantYes
GoldSmelter Not FoundChinaCID000605OtherUnknown
TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDChinaCID000616CompliantYes
TinSmelter Not FoundChinaCID000626OtherUnknown
TinSmelter Not FoundChinaCID000628OtherUnknown
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.ChinaCID000651OtherNo
GoldSmelter Not FoundChinaCID000670OtherUnknown
GoldHangzhou Fuchunjiang Smelting Co., Ltd.ChinaCID000671OtherNo
GoldLT Metal Ltd.Korea, Republic ofCID000689CompliantNo
GoldHeimerle + Meule GmbHGermanyCID000694CompliantNo
GoldHeraeus Metals Hong Kong Ltd.ChinaCID000707CompliantYes
GoldHeraeus Germany GmbH Co. KGGermanyCID000711CompliantNo
TinSmelter Not FoundChinaCID000720OtherUnknown
TantalumHi-Temp Specialty Metals, Inc.United States of AmericaCID000731OtherUnknown
TinHuichang Jinshunda Tin Co., Ltd.ChinaCID000760OtherNo
TungstenHunan Chenzhou Mining Co., Ltd.ChinaCID000766CompliantYes
GoldHunan Chenzhou Mining Co., Ltd.ChinaCID000767OtherNo



TungstenHunan Chunchang Nonferrous Metals Co., Ltd.ChinaCID000769OtherNo
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.ChinaCID000773OtherYes
GoldHwaSeong CJ CO., LTD.Korea, Republic ofCID000778OtherNo
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.ChinaCID000801CompliantNo
GoldIshifuku Metal Industry Co., Ltd.JapanCID000807CompliantNo
GoldIstanbul Gold RefineryTurkeyCID000814CompliantYes
GoldJapan MintJapanCID000823CompliantNo
TungstenJapan New Metals Co., Ltd.JapanCID000825CompliantYes
GoldJiangxi Copper Co., Ltd.ChinaCID000855CompliantYes
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.ChinaCID000875CompliantYes
GoldSmelter Not FoundChinaCID000909OtherUnknown
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.ChinaCID000914CompliantYes
TantalumJiujiang Tanbre Co., Ltd.ChinaCID000917CompliantYes
GoldAsahi Refining USA Inc.United States of AmericaCID000920CompliantYes
GoldAsahi Refining Canada Ltd.CanadaCID000924CompliantNo
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRussian FederationCID000927OtherNo
GoldJSC UralelectromedRussian FederationCID000929OtherNo
GoldJX Nippon Mining & Metals Co., Ltd.JapanCID000937CompliantYes
TinGejiu Kai Meng Industry and Trade LLCChinaCID000942OtherNo
GoldKazakhmys Smelting LLCKazakhstanCID000956OtherNo
GoldKazzincKazakhstanCID000957CompliantNo
TungstenKennametal FallonUnited States of AmericaCID000966CompliantYes
GoldKennecott Utah Copper LLCUnited States of AmericaCID000969CompliantYes
TantalumKing-Tan Tantalum Industry Ltd.ChinaCID000973OtherUnknown
GoldKojima Chemicals Co., Ltd.JapanCID000981CompliantNo
GoldKorea Metal Co., Ltd.Korea, Republic ofCID000988OtherUnknown
GoldKyrgyzaltyn JSCKyrgyzstanCID001029OtherNo
GoldL'azurde Company For JewelrySaudi ArabiaCID001032OtherNo



GoldLingbao Gold Co., Ltd.ChinaCID001056OtherNo
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.ChinaCID001058OtherNo
TinLinwu Xianggui Ore Smelting Co., Ltd.ChinaCID001063OtherUnknown
TinChina Tin Group Co., Ltd.ChinaCID001070CompliantYes
TantalumLSM Brasil S.A.BrazilCID001076CompliantYes
GoldLS-NIKKO Copper Inc.Korea, Republic ofCID001078CompliantYes
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.ChinaCID001093OtherNo
TinSmelter Not FoundChinaCID001098OtherUnknown
TinMalaysia Smelting Corporation (MSC)MalaysiaCID001105CompliantYes
TinSmelter Not FoundJapanCID001112OtherUnknown
GoldMaterionUnited States of AmericaCID001113CompliantYes
GoldMatsuda Sangyo Co., Ltd.JapanCID001119CompliantNo
TinSmelter Not FoundMalaysiaCID001136OtherUnknown
TinMetallic Resources, Inc.United States of AmericaCID001142CompliantNo
TinMetallo ChimiqueBelgiumCID001143OtherUnknown
GoldMetalor Technologies (Suzhou) Ltd.ChinaCID001147CompliantYes
GoldMetalor Technologies (Hong Kong) Ltd.ChinaCID001149CompliantYes
GoldMetalor Technologies (Singapore) Pte., Ltd.SingaporeCID001152CompliantNo
GoldMetalor Technologies S.A.SwitzerlandCID001153CompliantYes
GoldMetalor USA Refining CorporationUnited States of AmericaCID001157CompliantYes
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MexicoCID001161CompliantYes
TantalumMetallurgical Products India Pvt., Ltd.IndiaCID001163CompliantYes
TinSmelter Not FoundTaiwan, Province of ChinaCID001172OtherUnknown
TinMineracao Taboca S.A.BrazilCID001173CompliantYes
TantalumMineracao Taboca S.A.BrazilCID001175CompliantYes
TinSmelter Not FoundChinaCID001177OtherUnknown
TinMinsurPeruCID001182CompliantYes
GoldMitsubishi Materials CorporationJapanCID001188CompliantYes
TinMitsubishi Materials CorporationJapanCID001191CompliantYes



TantalumMitsui Mining and Smelting Co., Ltd.JapanCID001192CompliantYes
GoldMitsui Mining and Smelting Co., Ltd.JapanCID001193CompliantNo
TantalumNPM Silmet ASEstoniaCID001200CompliantYes
GoldMoscow Special Alloys Processing PlantRussian FederationCID001204OtherNo
GoldNadir Metal Rafineri San. Ve Tic. A.S.TurkeyCID001220CompliantNo
TinJiangxi New Nanshan Technology Ltd.ChinaCID001231CompliantNo
GoldNavoi Mining and Metallurgical CombinatUzbekistanCID001236CompliantNo
GoldNihon Material Co., Ltd.JapanCID001259CompliantYes
TantalumNingxia Orient Tantalum Industry Co., Ltd.ChinaCID001277CompliantYes
TinNovosibirsk Processing Plant Ltd.Russian FederationCID001305OtherNo
GoldSmelter Not FoundUnited States of AmericaCID001313OtherUnknown
TinO.M. Manufacturing (Thailand) Co., Ltd.ThailandCID001314CompliantYes
GoldOhio Precious Metals, LLCUnited StatesCID001322OtherUnknown
GoldOhura Precious Metal Industry Co., Ltd.JapanCID001325CompliantNo
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)Russian FederationCID001326OtherYes
GoldOJSC Kolyma RefineryRussian FederationCID001328OtherUnknown
TinOperaciones Metalurgicas S.A.Bolivia (Plurinational State of)CID001337CompliantYes
GoldPAMP S.A.SwitzerlandCID001352CompliantYes
GoldPenglai Penggang Gold Industry Co., Ltd.ChinaCID001362OtherNo
GoldPrioksky Plant of Non-Ferrous MetalsRussian FederationCID001386OtherYes
TinPT Alam Lestari KencanaIndonesiaCID001393OtherUnknown
GoldPT Aneka Tambang (Persero) TbkIndonesiaCID001397CompliantNo
TinPT Artha Cipta LanggengIndonesiaCID001399CompliantNo
TinPT Babel Inti PerkasaIndonesiaCID001402CompliantNo
TinPT Babel Surya Alam LestariIndonesiaCID001406CompliantNo
TinPT Bangka Kudai TinIndonesiaCID001409OtherUnknown
TinPT Bangka Putra KaryaIndonesiaCID001412OtherUnknown



TinPT Bangka Timah Utama SejahteraIndonesiaCID001416OtherUnknown
TinPT Bangka Tin IndustryIndonesiaCID001419OtherYes
TinPT Belitung Industri SejahteraIndonesiaCID001421ActiveNo
TinPT BilliTin Makmur LestariIndonesiaCID001424OtherUnknown
TinPT Bukit TimahIndonesiaCID001428CompliantYes
TinPT DS Jaya AbadiIndonesiaCID001434OtherUnknown
TinPT Eunindo Usaha MandiriIndonesiaCID001438OtherUnknown
TinPT Fang Di MulTindoIndonesiaCID001442OtherUnknown
TinPT Karimun MiningIndonesiaCID001448OtherUnknown
TinPT Mitra Stania PrimaIndonesiaCID001453CompliantYes
TinPT Panca Mega PersadaIndonesiaCID001457OtherNo
TinPT Prima Timah UtamaIndonesiaCID001458CompliantNo
TinPT Refined Bangka TinIndonesiaCID001460CompliantNo
TinPT Sariwiguna BinasentosaIndonesiaCID001463CompliantNo
TinPT Seirama Tin InvestmentIndonesiaCID001466OtherUnknown
TinPT Stanindo Inti PerkasaIndonesiaCID001468CompliantYes
TinPT Sumber Jaya IndahIndonesiaCID001471OtherUnknown
TinPT Timah Tbk KundurIndonesiaCID001477CompliantYes
TinPT Timah Tbk MentokIndonesiaCID001482CompliantYes
TinPT Timah NusantaraIndonesiaCID001486ActiveYes
TinPT Tinindo Inter NusaIndonesiaCID001490OtherYes
TinPT Tommy UtamaIndonesiaCID001493CompliantNo
GoldPX Precinox S.A.SwitzerlandCID001498CompliantNo
TantalumQuantumCleanUnited States of AmericaCID001508CompliantYes
GoldRand Refinery (Pty) Ltd.South AfricaCID001512CompliantYes
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.ChinaCID001522CompliantYes
GoldRoyal Canadian MintCanadaCID001534CompliantNo
TinRui Da HungTaiwan, Province of ChinaCID001539CompliantYes
GoldSabin Metal Corp.United States of AmericaCID001546OtherNo
GoldSamduck Precious MetalsKorea, Republic ofCID001555OtherYes
GoldSamwon Metals Corp.Korea, Republic ofCID001562OtherNo
GoldSchone Edelmetaal B.V.NetherlandsCID001573OtherUnknown
GoldSEMPSA Joyeria Plateria S.A.SpainCID001585CompliantNo
GoldSmelter Not FoundChinaCID001605OtherUnknown
TinSmelter Not FoundChinaCID001606OtherUnknown



GoldSmelter Not FoundChinaCID001612OtherUnknown
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.ChinaCID001619OtherNo
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.ChinaCID001622CompliantYes
GoldSmelter Not FoundChinaCID001692OtherUnknown
TinSmelter Not FoundChinaCID001694OtherUnknown
TinSmelter Not FoundChinaCID001731OtherUnknown
GoldSichuan Tianze Precious Metals Co., Ltd.ChinaCID001736CompliantNo
GoldSmelter Not FoundChinaCID001745OtherUnknown
GoldSo Accurate Group, Inc.82United States of AmericaCID001754OtherUnknown
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRussian FederationCID001756OtherNo
TinSoft Metais Ltda.BrazilCID001758OtherYes
GoldSolar Applied Materials Technology Corp.Taiwan, Province of ChinaCID001761CompliantNo
TantalumSolikamsk Magnesium Works OAORussian FederationCID001769OtherYes
GoldSumitomo Metal Mining Co., Ltd.JapanCID001798CompliantNo
GoldSuper Dragon Technology Co., Ltd.Taiwan, Province of ChinaCID001810OtherNo
TinSmelter Not FoundChinaCID001822OtherUnknown
TantalumTaki Chemical Co., Ltd.JapanCID001869CompliantYes
GoldTanaka Kikinzoku Kogyo K.K.JapanCID001875CompliantNo
TungstenTejing (Vietnam) Tungsten Co., Ltd.Viet NamCID001889OtherNo
TantalumTelex MetalsUnited States of AmericaCID001891CompliantYes
TinThaisarcoThailandCID001898CompliantYes
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.ChinaCID001908OtherNo
GoldGreat Wall Precious Metals Co., Ltd. of CBPMChinaCID001909OtherNo
GoldShandong Gold Smelting Co., Ltd.ChinaCID001916CompliantYes
TinSmelter Not FoundChinaCID001932OtherUnknown
GoldTokuriki Honten Co., Ltd.JapanCID001938CompliantYes
GoldTongling Nonferrous Metals Group Co., Ltd.ChinaCID001947OtherNo
TinSmelter Not FoundChinaCID001954OtherUnknown
GoldTorecomKorea, Republic ofCID001955CompliantNo



TantalumUlba Metallurgical Plant JSCKazakhstanCID001969CompliantYes
GoldUmicore Brasil Ltda.BrazilCID001977OtherNo
GoldUmicore S.A. Business Unit Precious Metals RefiningBelgiumCID001980CompliantNo
GoldUnited Precious Metal Refining, Inc.United States of AmericaCID001993CompliantYes
GoldValcambi S.A.SwitzerlandCID002003CompliantYes
GoldSmelter Not FoundChinaCID002009OtherUnknown
TungstenVietnam Youngsun Tungsten Industry Co., Ltd.Viet NamCID002011OtherUnknown
TinVQB Mineral and Trading Group JSCViet NamCID002015OtherYes
GoldWestern Australian Mint (T/a The Perth Mint)AustraliaCID002030CompliantYes
TinWhite Solder Metalurgia e Mineracao Ltda.BrazilCID002036CompliantYes
TungstenWolfram Bergbau und Hütten AGAustriaCID002044CompliantYes
TinSmelter Not FoundChinaCID002057OtherUnknown
GoldSmelter Not FoundChinaCID002063OtherUnknown
TungstenXiamen Tungsten Co., Ltd.ChinaCID002082CompliantYes
TinSmelter Not FoundChinaCID002090OtherUnknown
TungstenXinhai Rendan Shaoguan Tungsten Co., Ltd.ChinaCID002095OtherNo
TinSmelter Not FoundChinaCID002099OtherUnknown
GoldYamakin Co., Ltd.JapanCID002100CompliantYes
TinSmelter Not FoundChinaCID002121OtherUnknown
GoldYokohama Metal Co., Ltd.JapanCID002129CompliantYes
TinSmelter Not FoundChinaCID002147OtherUnknown
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.ChinaCID002158CompliantYes
TinSmelter Not FoundChinaCID002162OtherUnknown
TinSmelter Not FoundChinaCID002164OtherUnknown
TinSmelter Not FoundChinaCID002173OtherUnknown
TinTin Smelting Branch of Yunnan Tin Co., Ltd.ChinaCID002180CompliantYes
GoldSmelter Not FoundChinaCID002205OtherUnknown
GoldSmelter Not FoundChinaCID002214OtherUnknown
GoldSmelter Not FoundChinaCID002219OtherUnknown
GoldSmelter Not FoundChinaCID002221OtherUnknown
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationChinaCID002224CompliantYes
GoldSmelter Not FoundChinaCID002231OtherUnknown



TantalumSmelter not listedChinaCID002232OtherYes
GoldGold Refinery of Zijin Mining Group Co., Ltd.ChinaCID002243CompliantYes
TinSmelter Not FoundChinaCID002274OtherUnknown
TinSmelter Not FoundChinaCID002281OtherUnknown
GoldMorris and WatsonNew ZealandCID002282OtherNo
GoldSAFINA A.S.CzechiaCID002290CompliantNo
TantalumYichun Jin Yang Rare Metal Co., Ltd.ChinaCID002307OtherUnknown
TinSmelter Not FoundChinaCID002309OtherUnknown
GoldGuangdong Jinding Gold LimitedChinaCID002312OtherNo
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.ChinaCID002313OtherNo
GoldUmicore Precious Metals ThailandThailandCID002314OtherNo
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.ChinaCID002315CompliantYes
TungstenJiangxi Yaosheng Tungsten Co., Ltd.ChinaCID002316CompliantNo
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.ChinaCID002317CompliantYes
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.ChinaCID002318CompliantYes
TungstenMalipo Haiyu Tungsten Co., Ltd.ChinaCID002319CompliantNo
TungstenXiamen Tungsten (H.C.) Co., Ltd.ChinaCID002320CompliantYes
TungstenJiangxi Gan Bei Tungsten Co., Ltd.ChinaCID002321CompliantNo
GoldFaggi Enrico S.p.A.ItalyCID002355OtherUnknown
TinSmelter Not FoundChinaCID002408OtherUnknown
TinCV Venus Inti PerkasaIndonesiaCID002455CompliantYes
GoldGeib Refining CorporationUnited States of AmericaCID002459CompliantNo
TinMagnu's Minerais Metais e Ligas Ltda.BrazilCID002468CompliantYes
TinPT Tirus Putra MandiriIndonesiaCID002478OtherNo
TinPT Wahana Perkit JayaIndonesiaCID002479OtherUnknown
GoldSmelter Not FoundChinaCID002491OtherUnknown
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.ChinaCID002492CompliantYes
TungstenGanzhou Seadragon W & Mo Co., Ltd.ChinaCID002494CompliantYes



TinMelt Metais e Ligas S.A.BrazilCID002500OtherNo
TungstenAsia Tungsten Products Vietnam Ltd.Viet NamCID002502CompliantYes
TinPT ATD Makmur Mandiri JayaIndonesiaCID002503CompliantYes
TantalumD Block Metals, LLCUnited States of AmericaCID002504CompliantYes
TantalumFIR Metals & Resource Ltd.ChinaCID002505CompliantYes
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.ChinaCID002506CompliantYes
TantalumXinXing HaoRong Electronic Material Co., Ltd.ChinaCID002508CompliantYes
GoldMMTC-PAMP India Pvt., Ltd.IndiaCID002509CompliantYes
GoldRepublic Metals CorporationUnited States of AmericaCID002510OtherUnknown
GoldKGHM Polska Miedz Spolka AkcyjnaPolandCID002511CompliantNo
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.ChinaCID002512CompliantYes
TungstenChenzhou Diamond Tungsten Products Co., Ltd.ChinaCID002513CompliantYes
GoldFidelity Printers and Refiners Ltd.ZimbabweCID002515OtherYes
GoldSingway Technology Co., Ltd.Taiwan, Province of ChinaCID002516OtherNo
TinO.M. Manufacturing Philippines, Inc.PhilippinesCID002517CompliantNo
GoldSmelter Not FoundChinaCID002519OtherUnknown
GoldShandong Humon Smelting Co., Ltd.ChinaCID002525OtherNo
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.ChinaCID002527OtherNo
GoldSmelter Not FoundChinaCID002529OtherUnknown
TinPT Inti Stania PrimaIndonesiaCID002530OtherUnknown
TungstenJiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.ChinaCID002535OtherUnknown
TungstenGanzhou Yatai Tungsten Co., Ltd.ChinaCID002536OtherUnknown
TantalumKEMET de MexicoMexicoCID002539CompliantYes
TantalumPlansee SE LiezenAustriaCID002540OtherUnknown
TungstenH.C. Starck Tungsten GmbHGermanyCID002541CompliantYes
TungstenTANIOBIS Smelting GmbH & Co. KGGermanyCID002542CompliantYes
TungstenMasan Tungsten Chemical LLC (MTC)Viet NamCID002543CompliantYes
TantalumTANIOBIS Co., Ltd.ThailandCID002544CompliantYes
TantalumTANIOBIS GmbHGermanyCID002545CompliantYes
TantalumH.C. Starck Hermsdorf GmbHGermanyCID002547CompliantYes



TantalumH.C. Starck Inc.United States of AmericaCID002548CompliantYes
TantalumTANIOBIS Japan Co., Ltd.JapanCID002549CompliantYes
TantalumTANIOBIS Smelting GmbH & Co. KGGermanyCID002550CompliantYes
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.ChinaCID002551CompliantYes
TantalumPlansee SE ReutteAustriaCID002556OtherUnknown
TantalumGlobal Advanced Metals BoyertownUnited States of AmericaCID002557CompliantYes
TantalumGlobal Advanced Metals AizuJapanCID002558CompliantYes
GoldAl Etihad Gold Refinery DMCCUnited Arab EmiratesCID002560CompliantYes
GoldEmirates Gold DMCCUnited Arab EmiratesCID002561CompliantYes
GoldInternational Precious Metal RefinersUnited Arab EmiratesCID002562OtherNo
GoldKaloti Precious MetalsUnited Arab EmiratesCID002563OtherYes
GoldSudan Gold RefinerySudanCID002567OtherYes
TantalumKEMET Blue PowderUnited StatesCID002568OtherUnknown
TinCV Ayi JayaIndonesiaCID002570CompliantNo
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyViet NamCID002572OtherNo
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyViet NamCID002573OtherYes
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyViet NamCID002574OtherNo
TungstenHunan Chuangda Vanadium Tungsten Co., Ltd. WujiChinaCID002579OtherNo
GoldT.C.A S.p.AItalyCID002580CompliantYes
GoldREMONDIS PMR B.V.NetherlandsCID002582CompliantNo
GoldFujairah Gold FZCUnited Arab EmiratesCID002584OtherNo
GoldIndustrial Refining CompanyBelgiumCID002587OtherYes
GoldShirpur Gold Refinery Ltd.IndiaCID002588OtherNo
TungstenNiagara Refining LLCUnited States of AmericaCID002589CompliantYes
TinCV Dua SekawanIndonesiaCID002592OtherUnknown
TinPT Rajehan AriqIndonesiaCID002593CompliantNo
GoldSmelter Not FoundUnited Arab EmiratesCID002596OtherUnknown



GoldKorea Zinc Co., Ltd.Korea, Republic ofCID002605CompliantNo
GoldMarsam MetalsBrazilCID002606OtherNo
GoldSmelter Not FoundChinaCID002614OtherUnknown
GoldTOO Tau-Ken-AltynKazakhstanCID002615CompliantNo
TinSmelter Not FoundChinaCID002635OtherUnknown
TungstenChina Molybdenum Co., Ltd.ChinaCID002641CompliantNo
TungstenGanzhou Haichuang Tungsten Co., Ltd.ChinaCID002645CompliantYes
TungstenHydrometallurg, JSCRussian FederationCID002649OtherYes
TinPT Cipta Persada MuliaIndonesiaCID002696CompliantNo
TinAn Vinh Joint Stock Mineral Processing CompanyViet NamCID002703OtherNo
TinResind Industria e Comercio Ltda.BrazilCID002706CompliantYes
TantalumResind Industria e Comercio Ltda.BrazilCID002707CompliantNo
GoldAbington Reldan Metals, LLCUnited States of AmericaCID002708CompliantNo
TungstenUnecha Refractory metals plantRussian FederationCID002724OtherNo
GoldShenzhen CuiLu Gold Co., Ltd.ChinaCID002750OtherUnknown
TinSuper LigasBrazilCID002756ActiveNo
GoldAlbino Mountinho Lda.PortugalCID002760OtherNo
GoldSAAMPFranceCID002761CompliantNo
GoldL'Orfebre S.A.AndorraCID002762CompliantYes
Gold8853 S.p.A.ItalyCID002763OtherNo
GoldItalpreziosiItalyCID002765CompliantNo
TinMetallo Belgium N.V.BelgiumCID002773CompliantYes
TinMetallo Spain S.L.U.SpainCID002774CompliantYes
TinSmelter Not ListedIndonesiaCID002776CompliantNo
GoldSAXONIA Edelmetalle GmbHGermanyCID002777OtherNo
GoldWIELAND Edelmetalle GmbHGermanyCID002778CompliantNo
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAustriaCID002779CompliantYes
TinSmelter Not FoundChinaCID002786OtherUnknown
TungstenSouth-East Nonferrous Metal Company Limited of Hengyang CityChinaCID002815OtherUnknown
TinPT Sukses Inti MakmurIndonesiaCID002816CompliantNo
TinSmelter Not FoundChinaCID002819OtherUnknown



TungstenPhilippine Chuangxin Industrial Co., Inc.PhilippinesCID002827CompliantNo
TinPT Kijang Jaya MandiriIndonesiaCID002829OtherUnknown
TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.ChinaCID002830CompliantNo
TungstenACL Metais EireliBrazilCID002833OtherNo
TinThai Nguyen Mining and Metallurgy Co., Ltd.Viet NamCID002834CompliantNo
TinPT Menara Cipta MuliaIndonesiaCID002835CompliantYes
TantalumJiangxi Tuohong New Raw MaterialChinaCID002842CompliantYes
TungstenWoltech Korea Co., Ltd.Korea, Republic ofCID002843OtherNo
TinHuiChang Hill Tin Industry Co., Ltd.ChinaCID002844CompliantNo
TungstenMoliren Ltd.Russian FederationCID002845OtherNo
TantalumMeta MaterialsNorth Macedonia, Republic ofCID002847OtherYes
TinGejiu Fengming Metallurgy Chemical PlantChinaCID002848OtherUnknown
TinGuanyang Guida Nonferrous Metal Smelting PlantChinaCID002849OtherUnknown
GoldAU Traders and RefinersSouth AfricaCID002850OtherYes
GoldGGC Gujrat Gold Centre Pvt. Ltd.IndiaCID002852ActiveNo
GoldSai RefineryIndiaCID002853OtherNo
GoldSmelter Not FoundZambiaCID002854OtherUnknown
GoldModeltech Sdn BhdMalaysiaCID002857OtherNo
TinModeltech Sdn BhdMalaysiaCID002858OtherNo
TinGejiu Jinye Mineral CompanyChinaCID002859OtherUnknown
GoldBangalore RefineryIndiaCID002863CompliantNo
GoldKyshtym Copper-Electrolytic Plant ZAORussian FederationCID002865OtherNo
GoldSmelter Not FoundAustraliaCID002866OtherUnknown
GoldDegussa Sonne / Mond Goldhandel GmbHGermanyCID002867OtherNo
TinPT Lautan Harmonis SejahteraIndonesiaCID002870OtherUnknown
GoldPease & CurrenUnited States of AmericaCID002872OtherNo
GoldJALAN & CompanyIndiaCID002893OtherNo
GoldSmelter Not FoundUnited Arab EmiratesCID002899OtherUnknown
GoldSmelter Not FoundChinaCID002904OtherUnknown



GoldSungEel HiMetal Co., Ltd.Korea, Republic ofCID002918CompliantNo
GoldPlanta Recuperadora de Metales SpAChileCID002919CompliantYes
GoldSmelter Not ListedAustraliaCID002920OtherUnknown
GoldSafimet S.p.AItalyCID002973OtherYes
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.ChinaCID003116CompliantYes
GoldState Research Institute Center for Physical Sciences and TechnologyLithuaniaCID003153OtherYes
TungstenHunan Litian Tungsten Industry Co., Ltd.ChinaCID003182OtherNo
GoldAfrican Gold RefineryUgandaCID003185OtherYes
GoldGold Coast RefineryGhanaCID003186OtherNo
GoldNH Recytech CompanyKorea, Republic ofCID003189CompliantNo
TinChifeng Dajingzi Tin Industry Co., Ltd.ChinaCID003190CompliantNo
GoldTSK PretechKorea, Republic ofCID003195OtherNo
TinPT Bangka SerumpunIndonesiaCID003205CompliantNo
TinPongpipat Company LimitedMynamarCID003208OtherNo
GoldQG Refining, LLCUnited States of AmericaCID003324OtherYes
TinTin Technology & RefiningUnited States of AmericaCID003325CompliantYes
GoldDijllah Gold Refinery FZCUnited Arab EmiratesCID003348OtherNo
TinDongguan CiEXPO Environmental Engineering Co., Ltd.ChinaCID003356OtherNo
TinMa'anshan Weitai Tin Co., Ltd.ChinaCID003379CompliantNo
TinPT Masbro Alam StaniaIndonesiaCID003380OtherUnknown
TinPT Rajawali Rimba PerkasaIndonesiaCID003381CompliantNo
GoldCGR Metalloys Pvt Ltd.IndiaCID003382OtherNo
GoldSovereign MetalsIndiaCID003383OtherYes
TinLuna Smelter, Ltd.RwandaCID003387CompliantYes
TungstenKGETS Co., Ltd.Korea, Republic ofCID003388CompliantUnknown
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.ChinaCID003397OtherNo
TungstenFujian Ganmin RareMetal Co., Ltd.ChinaCID003401CompliantYes
TungstenLianyou Metals Co., Ltd.Taiwan, Province of ChinaCID003407CompliantYes



TungstenJSC "Kirovgrad Hard Alloys Plant"Russian FederationCID003408OtherNo
TinPrecious Minerals and Smelting LimitedIndiaCID003409OtherNo
TinGejiu City Fuxiang Industry and Trade Co., Ltd.ChinaCID003410OtherNo
TungstenNPP Tyazhmetprom LLCRussian FederationCID003416OtherNo
TungstenGEM Co., Ltd.ChinaCID003417CompliantNo
GoldC.I Metales Procesados Industriales SASColombiaCID003421ActiveNo
GoldEco-System Recycling Co., Ltd. North PlantJapanCID003424CompliantNo
GoldEco-System Recycling Co., Ltd. West PlantJapanCID003425CompliantNo
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BrazilCID003427OtherYes
TinPT Mitra Sukses GlobalindoIndonesiaCID003449CompliantNo
GoldAugmont Enterprises Private LimitedIndiaCID003461ActiveNo
GoldKundan Care Products Ltd.IndiaCID003463OtherNo
TungstenCronimet Brasil LtdaBrazilCID003468CompliantNo
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBrazilCID003486CompliantNo
GoldEmerald Jewel Industry India Limited (Unit 1)IndiaCID003487OtherUnknown
GoldEmerald Jewel Industry India Limited (Unit 2)IndiaCID003488OtherUnknown
GoldEmerald Jewel Industry India Limited (Unit 3)IndiaCID003489OtherUnknown
GoldEmerald Jewel Industry India Limited (Unit 4)IndiaCID003490OtherUnknown
GoldK.A. RasmussenNorwayCID003497OtherYes
GoldAlexy MetalsUnited States of AmericaCID003500CompliantNo
TinCRM SynergiesSpainCID003524CompliantNo
GoldSancus ZFS (L’Orfebre, SA)ColombiaCID003529CompliantNo
GoldSellem Industries Ltd.MauritaniaCID003540OtherNo
GoldMD OverseasIndiaCID003548OtherUnknown
TungstenArtek LLCRussian FederationCID003553OtherUnknown
GoldMetallix Refining Inc.United States of AmericaCID003557OtherNo



GoldMetal Concentrators SA (Pty) Ltd.South AfricaCID003575CompliantNo
TinFabrica Auricchio Industria e Comercio Ltda.BrazilCID003582CompliantNo
TantalumYancheng Jinye New Material Technology Co., Ltd.ChinaCID003583CompliantUnknown
TungstenFujian Xinlu TungstenChinaCID003609CompliantUnknown
TungstenOOO “Technolom” 2Russian FederationCID003612OtherUnknown
TungstenOOO “Technolom” 1Russian FederationCID003614OtherUnknown
GoldWEEEREFININGFranceCID003615ActiveUnknown
GoldValue TradingBelgiumCID003617OtherUnknown
GoldSmelter Not ListedColombiaCID003641CompliantUnknown
TungstenSmelter Not ListedRussian FederationCID003643OtherUnknown
TungstenYUDU ANSHENG TUNGSTEN CO., LTD.ChinaCID003662OtherUnknown
GoldDongwu Gold GroupChinaCID003663OtherUnknown
TinDS MyanmarMyanmarCID003831CompliantUnknown
TinSmelter Not ListedIndonesiaCID003868CompliantUnknown
Tantalum5D Production OUEstoniaCID003926OtherNo
TungstenHANNAE FOR T Co., Ltd.Korea, Republic ofCID003978OtherUnknown
TungstenSmelter Not ListedViet NamCID003993CompliantUnknown
TungstenDONGKUK INDUSTRIES CO., LTD.Korea, Republic ofCID004060OtherUnknown



Reported by the RMI RMAP on May 2023
Compliant - audited and found compliant with the relevant RMAP protocol
Active - engaged in the program but not yet compliant
Other - have not received compliant or active status





ANNEX II -Countries of Origin

The information in this Annex is an aggregation of data provided by Halliburton’s suppliers and our own due diligence efforts as of May 16, 2023 and not a confirmation of conflict minerals contained in our products.

Countries of origin include:
AfghanistanFranceNorway
AlbaniaGeorgiaPanama
American SamoaGermanyPapua New Guinea
AndorraGhanaPeru
AngolaGuamPhilippines
ArgentinaGuineaPoland
ArmeniaGuyanaPortugal
Aruba - Part of NetherlandsHong KongRepublic of Congo
AustraliaHungaryRepublic Of Korea
AustriaIndiaRussian Federation
AzerbaijanIndonesiaRwanda
BahamasIrelandSamoa
BarbadosIsraelSaudi Arabia
BelarusItalySierra Leone
BelgiumIvory CoastSingapore
BeninJapanSlovakia
BermudaJerseySouth Africa
BoliviaKazakhstanSouth Sudan
BrazilKenyaSpain
BulgariaKyrgyzstanSudan
Burkina FasoLaosSuriname
BurundiLiechtensteinSweden
CambodiaLuxembourgSwitzerland
CanadaMadagascarTaiwan
Central African RepublicMalaysiaTajikistan
ChileMaliTanzania
ChinaMexicoThailand
ColumbiaMongoliaTurkey
Czech RepublicMoroccoUganda
Democratic Republic of CongoMozambiqueUnited Arab Emirates
DjiboutiMyanmarUnited Kingdom
EcuadorNamibiaUnited States
EgyptNetherlandsUzbekistan
EritreaNew ZealandVietnam
EstoniaNigerZambia
EthiopiaNigeriaZimbabwe
Finland