SEC FORM
3
SEC Form 3
FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0104 |
Estimated average burden |
hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
3000 N. SAM HOUSTON PKWY E. |
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(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/12/2019
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3. Issuer Name and Ticker or Trading Symbol
HALLIBURTON CO
[ HAL ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
President - Western Hemisphere |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.
4)
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2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Common Stock |
105,096.537 |
D |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option to Buy Common Stock |
01/05/2010 |
01/05/2020 |
Common Stock |
7,000 |
31.65 |
D |
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Option to Buy Common Stock |
01/01/2011 |
01/01/2021 |
Common Stock |
4,600 |
40.83 |
D |
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Option to Buy Common Stock |
01/03/2012 |
01/03/2022 |
Common Stock |
6,400 |
34.15 |
D |
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Option to Buy Common Stock |
01/03/2013 |
01/03/2023 |
Common Stock |
13,900 |
36.31 |
D |
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Option to Buy Common Stock |
01/02/2014 |
01/02/2024 |
Common Stock |
7,900 |
50.01 |
D |
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Option to Buy Common Stock |
01/02/2015 |
01/02/2025 |
Common Stock |
14,807 |
39.49 |
D |
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Option to Buy Common Stock |
01/04/2016 |
01/04/2026 |
Common Stock |
28,604 |
34.48 |
D |
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Option to Buy Common Stock |
01/03/2017 |
01/03/2027 |
Common Stock |
17,119 |
55.68 |
D |
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Option to Buy Common Stock (01/2018) |
01/02/2018 |
01/02/2028 |
Common Stock |
24,019 |
49.61 |
D |
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Option to Buy Common Stock (12/2018) |
12/20/2018 |
12/20/2028 |
Common Stock |
43,924 |
27.14 |
D |
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Restricted Stock Units (01/2015) |
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Common Stock |
2,091 |
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D |
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Restricted Stock Units (10/2015) |
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Common Stock |
4,268 |
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D |
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Explanation of Responses: |
Remarks: |
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Bruce A. Metzinger, by Power of Attorney |
02/20/2019 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
KNOW ALL MEN BY THESE PRESENTS, that I,the undersigned,
do hereby constitute and appoint Robb L. Voyles, Bruce A. Metzinger,
and Brian A. Salazar, or any of them acting alone, my true and lawful
attorneys-in-fact and agents, with full power of substitution and
resubstitution, to prepare and sign for me, and in my name, place and
stead, in any and all capacities, including preparing and submitting a
Uniform Application for Access Codes to File on EDGAR as well as any
and all reports as may from time to time be required under Section 16(a)
of the Securities Exchange Act of 1934, as amended, and the rules,
regulations, and requirements of the Securities Exchange Commission
in respect thereof, and to file the same with the Securities and Exchange
Commission, granting unto said attorneys-in-fact and agents full power
and authority to do and perform each and every act and thing requisite
and necessary to be done (with full power to each of them to act alone),
as fully and to all intents and purposes as I might or could do in person,
hereby ratifying and confirming all that said attorneys-in-fact and
agents or any of them, or their substitutes, may lawfully do or cause
to be done by virtue hereof.
This Power of Attorney shall remain in full force and effect
until the undersigned is no longer required to file Forms 3, 4, and 5
with respect to the undersigned's holdings of and transactions in
securities issued by Halliburton Company, unless earlier revoked by
the undersigned in a signed writing delivered to the foregoing
attorneys-in-fact.
IN WITNESS WHEREOF, I hereto set my hand this 8th day
of February, 2019.
/s/ Mark Richard
Mark Richard