Washington, D.C. 20549


(Exact name of registrant as specified in its charter)

Delaware001-03492No. 75-2677995
(State or other jurisdiction of(Commission File Number)(IRS Employer
incorporation or organization) Identification No.)
3000 North Sam Houston Parkway East  77032
Houston, Texas  
 (Address of principal executive offices) (Zip Code)
Lance Loeffler
Executive Vice President and Chief Financial Officer
(281) 871-7606
(Name and telephone number, including area code, of the person to contact in connection with this report)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period January 1, 2019 to December 31, 2019.


Item 1.01 Conflict Minerals Disclosure and Report

Halliburton Company (the “Company” or “Halliburton”) conducted a reasonable country of origin inquiry (RCOI) of its suppliers to determine whether any conflict minerals, as defined by paragraph (d)(3) of Item 1.01 of Form SD, necessary to the functionality or production of a product manufactured or contracted to be manufactured by the Company during 2019 (the “Products”) originated in the Democratic Republic of the Congo or an adjoining country, as defined by paragraph (d)(1) of Item 1.01 of Form SD. Halliburton exercised due diligence on the source and chain of custody of its conflict minerals, as discussed in paragraph (c)(1) of Item 1.01 of Form SD, that conforms to the Organisation for Economic Co-operation and Development (OECD) Due Diligence Framework for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas.

Conflict Minerals Disclosure

In accordance with paragraph (c) of Item 1.01 of Form SD, Halliburton filed a Conflict Minerals Report (CMR) for the reporting period January 1, 2019 to December 31, 2019, as Exhibit 1.01 to this Form SD, and has made such report publicly available on Halliburton's website, Information on Halliburton’s website shall not constitute a part of this Form SD.

Item 1.02 Exhibit

The Company has contemporaneously filed the CMR with this Form SD, which is attached as Exhibit 1.01.


Item 2.01 Exhibits

Exhibit 1.01 - Conflict Minerals Report for the reporting period January 1, 2019 to December 31, 2019.


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 By:/s/ Lance Loeffler
  Lance Loeffler
  Executive Vice President and Chief Financial Officer


Conflict Minerals Report

Section I - Introduction of Applicability

Pursuant to Rule 13p-1 under the Securities Exchange Act of 1934, this report was prepared for the reporting period January 1, 2019 to December 31, 2019 (the “Reporting Period”).

Halliburton Company (the “Company,” “Halliburton,” “we,” or “our”) is a leading provider of services and products to the upstream oil and natural gas industry. Halliburton has manufacturing operations in various locations, the most significant of which are located in the United States, Canada, Malaysia, Singapore, and the United Kingdom.

Halliburton comprises 14 product service lines (PSLs). The PSLs operate in two divisions: the Completion and Production division and the Drilling and Evaluation division. Our Project Management PSL works across both divisions and is the spearhead of our integrated-services strategy. Its financial results are included in the Drilling and Evaluation division. PSLs are primarily responsible and accountable for strategy, technology development, process development, people development and capital allocation.

Completion and Production DivisionDrilling and Evaluation Division
Artificial Lift
Drill Bits & Services
Completion Tools
Sperry Drilling
Pipeline & Process Services
Testing & Subsea
Production Enhancement
Wireline & Perforating
Production Solutions
Supporting Both Divisions 
Project Management

During the Reporting Period, products manufactured, or contracted to be manufactured, contained one or more of the following minerals: tantalum, tin, tungsten, or gold (3TG). Listed below are examples of where 3TG may be present in Halliburton products:
MetalIndustry ApplicationsApplications in Halliburton
Refined from Columbite-Tantalite (Coltan)
Capacitors, ResistorsTantalum Capacitors, Alloys
Refined from Cassiterite
Chemical Solutions, Capacitors Electrodes, Tin Alloys, Dioxide, ElectroplatingIntegrated Circuits, Pins, Resistors, Capacitors, PCBs, and Soldering
Refined from Wolframite
Tungsten Carbide, Alloy, Light Bulb, Heating Elements, and Tungsten Inert Gas WeldingElectrodes, Tungsten Carbide (Drill Bits), Welding
GoldElectrical Wiring, Connectors, Contact, and Gold PlatingContacts, Pins, Connectors, Cable Harness, Wire Harness, Gold Plating

Section II - Reasonable Country of Origin Inquiry (RCOI)

Halliburton conducted an RCOI among our suppliers on the source and chain of custody of certain minerals necessary to the functionality or production of a product manufactured or contracted to be manufactured by the Company (the Products) during the Reporting Period to determine whether they originated from the Democratic Republic of the Congo (DRC) or an adjoining country.

The RCOI for the Reporting Period was designed in accordance with the Organisation for Economic Co-operation and Development (OECD) Due Diligence Framework for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (the OECD Framework). Our suppliers were asked to complete the Conflict Minerals Reporting Template (CMRT), a survey tool developed by the Responsible Minerals Initiative (RMI), formerly known as the Conflict-Free Sourcing Initiative (CFSI). The CMRT is commonly utilized to identify smelters or refiners (SORs). Suppliers were provided the option of submitting the required information through an online survey version of the template directly on our third-party service provider’s platform or through email with the MS Excel version attached for upload to the platform.

Section III - Design of Conflict Minerals Program and Due Diligence Measures

We are a downstream purchaser of products that include conflict minerals. We designed our program in accordance with the 5-Step OECD Framework as follows:
OECD Step 1: Establish strong company management systems
Maintained the Supplier Ethics Statement on our external website at, which reflects our commitment and expectation of supplier commitment to ethical business behavior, conflict-free sourcing, and human rights. Suppliers were reminded via our RCOI email;
Maintained our Human Rights Statement on our external website at, which reflects our long-standing commitment to uphold human rights as defined by the United Nations Universal Declaration of Human Rights (UDHR);
Continued to include clauses requiring conflict-free materials and products from suppliers in our Master Purchase Agreement (MPA) and standard Purchase Order Terms & Conditions templates. Additionally, Suppliers and their business partners are now also contractually bound by the MPA to protect and uphold the fundamental human rights of their employees as stated in the UDHR;
Continued using our internal Conflict-Free Sourcing Policy which aligns our conflict minerals program description with the 5-step OECD Framework and makes our employees aware of their responsibilities under the act to use suppliers who do not source 3TG from uncertified SORs;
Utilized a cross-functional internal team among the Procurement, Material Management, Finance, Information Technology, and Law departments led by our Procurement, Materials & Logistics (PM&L) Business Compliance & Optimization Group;
Retained a third-party service provider to query our applicable suppliers using the CMRT;
Continued using a system of controls and transparency by developing a due diligence process using the CMRT, including evaluating and scoring the risk presented by each smelter, refiner, and respondent (supplier providing a CMRT) based on the SORs indicated and due diligence program described;
Continued utilizing a platform to upload 2019 supplier information. The platform tracked supplier responses on a real-time basis and allowed us to leverage better data reporting and to take action for non-responsive suppliers;
Saved and archived relevant records in an electronic database on a SharePoint site relevant to each year's campaign;
Granted all suppliers determined to be in-scope for conflict mineral regulatory purposes a free membership with access to training and information on conflict minerals provided by our third-party service provider;
Educated suppliers upon request on Dodd-Frank Action Section 1502, how the Conflict Mineral Rule applies to them and why it is important to respond to our RCOI. Also, provided resources in addition to those from our third-party service provider; and
Continued to make our Ethics Helpline available for suppliers to report any violations of the law or violations of our Code of Business Conduct. The RMI also established a grievance mechanism which its members, stakeholders, and the public can utilize to raise concerns about the initiative, the audit program, protocols, SOR operations that fall in-scope of the Responsible Minerals Assurance Process (RMAP), formerly the Conflict-Free Smelter Program (CFSP), audit quality and auditor competencies, minerals supply chains and upstream/downstream initiatives.

OECD Step 2: Identify and assess risks in the supply chain
Identified in-scope suppliers, which are tier one suppliers that supply products to Halliburton that may contain 3TG. Selection was based on the following criteria:
Products supplied to Halliburton plants within the Reporting Period;
Harmonized Tariff Codes and Material Groups of supplied products that may contain metal;
Product sales from Halliburton procurement plants to third party customers; and
Halliburton newly acquired manufacturers with reporting obligations pursuant to Rule 13p-1 under the Securities Exchange Act of 1934;
Performed audit on supplier data to confirm accuracy of vendor contact information prior to campaign launch;
Conducted a survey using the CMRT and our third-party service provider's platform, which included a phone number and email address to facilitate correspondence between suppliers and internal stakeholders;
Requested suppliers provide an electronic signature before submitting their data to Halliburton to verify that all answers submitted were accurate to the best of the supplier’s knowledge;
Provided a product list for distributors to work with second-tier suppliers and asked distributors for a product-level CMRT, including directly interacting with second-tier suppliers requesting their responses;
Established deadlines for suppliers’ CMRT submissions, including requiring our tier one suppliers to provide an updated CMRT if additional information became available;
Extended CMRT submission deadline in order to give suppliers additional time and increase the response rate;
Followed up with non-responsive suppliers requesting their responses, through phone calls and emails, including up to four email reminders and two phone call reminders from our third-party service provider;
Conducted direct outreach through Halliburton PM&L to non-responsive tier one suppliers requesting their participation in the program;
Utilized our third-party service provider to evaluate supplier CMRT responses for plausibility, consistency, and gaps;
Analyzed and compared the SORs identified by the supply chain with the following internationally accepted audit standards to determine which SORs are considered “DRC Conflict-Free”: the RMAP, the London Bullion Market Association (LBMA) and the Responsible Jewellery Council (RJC); and
Retained status as a member of the RMI (Halliburton member code HALL), through which we:
support engagement by the RMI with SOR(s) and the obtainment of information on country of origin and transit and transportation routes used between mine and SORs;
support the RMI RMAP, which includes an assessment of whether SORs have carried out all five steps of due diligence for responsible supply chains of 3TG from the DRC and adjoining countries; and
support spot checks and/or audits at SOR facilities.
OECD Step 3: Design and implement strategy to respond to identified risks
Maintained our risk management plan by reviewing the due diligence of suppliers and SORs;
Removed over one hundred suppliers from our supply chain for not complying with our conflict mineral requirements;
Performed risk mitigation efforts by following up with tier one suppliers for validation and additional information on their smelter data and encouraged all smelters without RMAP “Compliant” status to participate in an independent third-party audit program;
Sent “thank you” emails to smelters with RMAP “Compliant” status for being certified as conflict-free;

Responded to supplier and customer inquiries in a timely manner by both Halliburton and our third-party service provider;
Provided findings and progress reports periodically to senior management;
Attended webinars and reviewed online resources to learn and understand new developments and best practices;
Initiated risk mitigation activities when high-risk facilities were reported on a CMRT by one of the suppliers surveyed. High-risk facilities are those identified by our third-party service provider to source from the DRC or adjoining countries. Through our third-party service provider, submissions that include any of the high risk facilities immediately produce a receipt instructing the supplier to take their own risk mitigation actions, including submission of a product specific CMRT to better identify the connection to products that they supply to Halliburton, and escalating up to removal of these high risk smelters from their supply chain; and
Contacted tier one suppliers using a high risk, non-compliant smelter and requested the supplier confirm if the non-compliant smelter was used in the goods supplied to Halliburton. If a supplier confirms or cannot identify that the smelter was used in goods supplied to Halliburton, then we will instruct the supplier to remove the smelter from goods supplied to Halliburton or take steps to help the smelter become compliant.

OECD Step 4: Carry out independent third-party audit of supply chain due diligence
Retained status as a member of the RMI, by which we:
exercise leverage over upstream suppliers indirectly by requiring SORs to undergo an independent third-party audit, which requires due diligence, traceability, chain of custody, risk assessment, and mitigation activities upstream;
support the RMI’s efforts to monitor whether SOR(s) demonstrate significant and measurable improvement within a reasonable time frame from the adoption of their risk management plans; and
support the RMI’s independent third party audits of the SOR’s due diligence practices through the RMAP; and
Reviewed meeting notes from the RMI Smelter Engagement Team (SET) and Due Diligence Team.

OECD Step 5: Report on supply chain due diligence
Report annually on supply chain due diligence by filing with the SEC a Form SD and Conflict Minerals Report (CMR); and
Upload CMR to our company website at, on an annual basis.

Section IV - Results of Due Diligence Measures

A total of 1,733 suppliers were identified as in-scope for conflict mineral regulatory purposes and contacted as part of the RCOI process conducted by our third-party service provider. The response rate among these suppliers was 71% (1,239). Of these responding suppliers, 65% (803) confirmed their supply to Halliburton did not contain 3TG. The remaining 35% (436) of suppliers used 307 different SORs, of which, 45 indicated DRC sourcing. Out of the 45 SORs, one was found to be non-compliant. The non-compliant smelter was considered compliant until May 2019 but failed to complete the annual audit for 2020. We reached out to the non-compliant smelter via email urging them to become conflict-free certified. Additionally, we are also working with our suppliers who listed the non-compliant smelter in their CMRT to determine if the smelter was used in our products since CMRTs were not returned at the product-level. Action plans will be implemented to remove the smelter, if applicable. Any supplier who does not comply with our expectations is subject to termination.

Halliburton received some incomplete responses from those surveyed. Some suppliers were unable to determine if they had provided conflict minerals originating from the DRC or an adjoining country, and other suppliers did not respond. Since all CMRTs were not submitted at a product-level, we do not have sufficient information to determine all SORs in our supply chain. The country of origin information was provided by our third-party service provider, based on information provided from the SORs as part of the RMAP and other interactions the third-party service provider may have had with the SORs.

A total of 494 suppliers (29%) did not respond to our request to complete a CMRT as required by our MPA, standard terms and conditions, and Supplier Ethics Statement. To continue our commitment, we removed 20% of the non-responsive suppliers from our supply chain and will develop corrective action plans with the remaining suppliers to ensure requirements are met.

Based on the information provided by our suppliers and our own due diligence efforts through May 2020 with 307 verified SORs (see Annex I), the below was identified:
234 SORs (76%) have received compliant status; meaning they have been audited and found to be compliant with the relevant RMAP protocol;
45 out of 234 SORs were identified to source 3TG from the DRC or adjoining countries, all of which were found to be conflict-free certified;
66 SORs (22%) have not received compliant or active status, and the RMI status for these will be noted as “Other” in Annex I;
32 out of 66 SORs were identified not to source 3TG from the DRC or adjoining countries;
1 out of 66 SORs was identified to source 3TG from the DRC or adjoining countries; and
Note: As previously mentioned, this smelter was moved from the compliant list to the non-compliant list in May 2019.
33 out of 66 SORs had unidentifiable 3TG countries of origin;
7 SORs (2%) have received active status, meaning engaged in the program but not yet certified compliant.
For the 307 SORs mentioned above, our third-party service provider was able to provide countries of origin for most SORs. The countries of origin for the Products purchased by the identified SORs are listed in Annex II.

Based on the information provided by our suppliers and our own due diligence efforts through May 2020 with 307 verified SORs (see Annex I), the below was identified:

Section V - Risk Mitigation for Future Due Diligence

Halliburton will continually work toward a conflict-free supply chain with ethical sourcing of materials and products. There are many stakeholders that are dependent directly or indirectly on legal mining operations in the DRC or an adjoining country, which are not benefiting armed groups in that region. Halliburton promotes verifiable conflict-free sourcing from the DRC or an adjoining country.

Halliburton will take the following measures to enhance its due diligence on the source and chain of custody of conflict minerals by:
Encouraging non-respondent suppliers to develop corrective action plans to promote compliance with our supplier requirements;
Developing corrective action plans for suppliers using an active SOR that sources from the DRC or adjoining countries and has not received compliant or active status from RMI;
Encouraging suppliers to evaluate the business relationship with SORs refusing to proceed with an independent third-party audit program;
Providing assistance and education regarding the Dodd-Frank Act Section 1502 to suppliers to escalate down compliance requirements to more tiers of our supply chain;
Encouraging eligible SORs’ identification from the suppliers; and
Contacting SORs without a RMAP “Compliant” status in our supply chain to participate in an independent third-party audit program.

Reference: The OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Third Edition) can be found at

Section VI - Inherent Limitations on Due Diligence Measures

As a downstream purchaser and user of conflict minerals, Halliburton’s due diligence measures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of the necessary conflict minerals. Our due diligence processes are based on the necessity of seeking data from our tier one suppliers and those suppliers seeking similar information within their supply chains to identify the original sources of the necessary conflict minerals. Such sources of information may yield inaccurate or incomplete information and may be subject to fraud. Many of our suppliers were nonresponsive and many were uncertain or provided data at a company or division level, as further described below. Halliburton has undertaken measures to verify responses and minimize these limitations, but cannot guarantee the accuracy of the responses provided.

Halliburton’s supply chains are diverse between product service lines. Our products are many tiers removed from the SORs. To determine whether any 3TG was sourced from the DRC or an adjoining country, we relied on our tier one suppliers responding with accurate SOR identification information. Many suppliers provided responses with SOR information based on a company or divisional level, rather than a product-level specific to the materials and components we use. As such, the aggregated information set forth in Annex I and Annex II does not necessarily relate to materials or components used in Halliburton’s products.

ANNEX I - Smelters or Refiners (SORs)

The information in this Annex is an aggregation of data provided by Halliburton’s suppliers and not a confirmation of conflict minerals contained in our products.
MetalStandard Smelter or Refiner NameSmelter Facility LocationRMI Smelter IDRMI Audit StatusSource from Covered Countries?
Gold8853 S.p.A.ItalyCID002763CompliantUnknown
GoldAbington Reldan Metals, LLCUnited StatesCID002708OtherUnknown
GoldAdvanced Chemical CompanyUnited StatesCID000015CompliantNo
GoldAfrican Gold RefineryUgandaCID003185OtherYes
GoldAida Chemical Industries Co., Ltd.JapanCID000019CompliantNo
GoldAl Etihad Gold Refinery DMCCUnited Arab EmiratesCID002560CompliantUnknown
GoldAllgemeine Gold-und Silberscheideanstalt A.G.GermanyCID000035CompliantNo
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UzbekistanCID000041CompliantYes
GoldAngloGold Ashanti Corrego do Sitio MineracaoBrazilCID000058CompliantNo
GoldArgor-Heraeus S.A.SwitzerlandCID000077CompliantNo
GoldAsahi Pretec Corp.JapanCID000082CompliantNo
GoldAsahi Refining Canada Ltd.CanadaCID000924CompliantNo
GoldAsahi Refining USA Inc.United StatesCID000920CompliantNo
GoldAsaka Riken Co., Ltd.JapanCID000090CompliantYes
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TurkeyCID000103OtherNo
GoldAU Traders and RefinersSouth AfricaCID002850CompliantUnknown
GoldAurubis AGGermanyCID000113CompliantNo
GoldBangalore RefineryIndiaCID002863CompliantUnknown
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PhilippinesCID000128CompliantNo
GoldBoliden ABSwedenCID000157CompliantNo
GoldC. Hafner GmbH + Co. KGGermanyCID000176CompliantNo
GoldC.I Metales Procesados Industriales SASColombiaCID003421OtherUnknown
GoldCCR Refinery - Glencore Canada CorporationCanadaCID000185CompliantYes

GoldCendres + Metaux S.A.SwitzerlandCID000189CompliantNo
GoldCGR Metalloys Pvt Ltd.IndiaCID003382OtherUnknown
GoldChimet S.p.A.ItalyCID000233CompliantNo
GoldChugai MiningJapanCID000264CompliantNo
GoldDaye Non-Ferrous Metals Mining Ltd.ChinaCID000343OtherNo
GoldDegussa Sonne / Mond Goldhandel GmbHGermanyCID002867OtherUnknown
GoldDijllah Gold Refinery FZCUnited Arab EmiratesCID003348OtherUnknown
GoldDODUCO Contacts and Refining GmbHGermanyCID000362CompliantNo
GoldDS PRETECH Co., Ltd.Korea, Republic ofCID003195CompliantUnknown
GoldDSC (Do Sung Corporation)Korea, Republic ofCID000359CompliantNo
GoldEco-System Recycling Co., Ltd. East PlantJapanCID000425CompliantNo
GoldEco-System Recycling Co., Ltd. North PlantJapanCID003424CompliantUnknown
GoldEco-System Recycling Co., Ltd. West PlantJapanCID003425CompliantUnknown
GoldEmirates Gold DMCCUnited Arab EmiratesCID002561CompliantNo
GoldFidelity Printers and Refiners Ltd.ZimbabweCID002515OtherNo
GoldFujairah Gold FZCUnited Arab EmiratesCID002584OtherUnknown
GoldGCC Gujrat Gold Centre Pvt. Ltd.IndiaCID002852OtherUnknown
GoldGeib Refining CorporationUnited StatesCID002459CompliantNo
GoldGold Coast RefineryGhanaCID003186OtherUnknown
GoldGold Refinery of Zijin Mining Group Co., Ltd.ChinaCID002243CompliantNo
GoldGreat Wall Precious Metals Co., Ltd. of CBPMChinaCID001909OtherNo
GoldGuangdong Jinding Gold LimitedChinaCID002312OtherNo
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.ChinaCID000651OtherNo
GoldHangzhou Fuchunjiang Smelting Co., Ltd.ChinaCID000671OtherNo
GoldHeimerle + Meule GmbHGermanyCID000694CompliantNo
GoldHeraeus Metals Hong Kong Ltd.ChinaCID000707CompliantNo

GoldHeraeus Precious Metals GmbH & Co. KGGermanyCID000711CompliantNo
GoldHunan Chenzhou Mining Co., Ltd.ChinaCID000767OtherNo
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.ChinaCID000773OtherUnknown
GoldHwaSeong CJ CO., LTD.Korea, Republic ofCID000778OtherNo
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.ChinaCID000801CompliantNo
GoldInternational Precious Metal RefinersUnited Arab EmiratesCID002562OtherUnknown
GoldIshifuku Metal Industry Co., Ltd.JapanCID000807CompliantNo
GoldIstanbul Gold RefineryTurkeyCID000814CompliantNo
GoldJALAN & CompanyIndiaCID002893OtherUnknown
GoldJapan MintJapanCID000823CompliantNo
GoldJiangxi Copper Co., Ltd.ChinaCID000855CompliantYes
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRussian FederationCID000927OtherNo
GoldJSC UralelectromedRussian FederationCID000929CompliantNo
GoldJX Nippon Mining & Metals Co., Ltd.JapanCID000937CompliantNo
GoldKaloti Precious MetalsUnited Arab EmiratesCID002563OtherNo
GoldKazakhmys Smelting LLCKazakhstanCID000956OtherNo
GoldKennecott Utah Copper LLCUnited StatesCID000969CompliantNo
GoldKGHM Polska Miedz Spolka AkcyjnaPolandCID002511CompliantNo
GoldKojima Chemicals Co., Ltd.JapanCID000981CompliantNo
GoldKorea Zinc Co., Ltd.Korea, Republic ofCID002605CompliantUnknown
GoldKundan Care Products Ltd.IndiaCID003463OtherUnknown
GoldKyrgyzaltyn JSCKyrgyzstanCID001029CompliantNo
GoldKyshtym Copper-Electrolytic Plant ZAORussian FederationCID002865OtherUnknown
GoldL'azurde Company For JewelrySaudi ArabiaCID001032OtherNo
GoldL'Orfebre S.A.AndorraCID002762CompliantUnknown
GoldLingbao Gold Co., Ltd.ChinaCID001056OtherNo
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.ChinaCID001058OtherNo
GoldLS-NIKKO Copper Inc.Korea, Republic ofCID001078CompliantNo

GoldLT Metal Ltd.Korea, Republic ofCID000689CompliantUnknown
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.ChinaCID001093OtherNo
GoldMarsam MetalsBrazilCID002606CompliantUnknown
GoldMaterionUnited StatesCID001113CompliantNo
GoldMatsuda Sangyo Co., Ltd.JapanCID001119CompliantNo
GoldMetalor Technologies (Hong Kong) Ltd.ChinaCID001149CompliantNo
GoldMetalor Technologies (Singapore) Pte., Ltd.SingaporeCID001152CompliantNo
GoldMetalor Technologies (Suzhou) Ltd.ChinaCID001147CompliantNo
GoldMetalor Technologies S.A.SwitzerlandCID001153CompliantNo
GoldMetalor USA Refining CorporationUnited StatesCID001157CompliantNo
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MexicoCID001161CompliantNo
GoldMitsubishi Materials CorporationJapanCID001188CompliantYes
GoldMitsui Mining and Smelting Co., Ltd.JapanCID001193CompliantNo
GoldMMTC-PAMP India Pvt., Ltd.IndiaCID002509CompliantNo
GoldModeltech Sdn BhdMalaysiaCID002857OtherUnknown
GoldMorris and WatsonNew ZealandCID002282OtherNo
GoldMoscow Special Alloys Processing PlantRussian FederationCID001204CompliantNo
GoldNadir Metal Rafineri San. Ve Tic. A.S.TurkeyCID001220CompliantNo
GoldNavoi Mining and Metallurgical CombinatUzbekistanCID001236OtherNo
GoldNH Recytech CompanyKorea, Republic ofCID003189OtherUnknown
GoldNihon Material Co., Ltd.JapanCID001259CompliantYes
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAustriaCID002779CompliantNo
GoldOhura Precious Metal Industry Co., Ltd.JapanCID001325CompliantNo
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)Russian FederationCID001326CompliantNo
GoldOJSC Novosibirsk RefineryRussian FederationCID000493CompliantNo
GoldPAMP S.A.SwitzerlandCID001352CompliantNo
GoldPease & CurrenUnited StatesCID002872OtherUnknown

GoldPenglai Penggang Gold Industry Co., Ltd.ChinaCID001362OtherNo
GoldPlanta Recuperadora de Metales SpAChileCID002919CompliantUnknown
GoldPrioksky Plant of Non-Ferrous MetalsRussian FederationCID001386CompliantYes
GoldPT Aneka Tambang (Persero) TbkIndonesiaCID001397CompliantNo
GoldPX Precinox S.A.SwitzerlandCID001498CompliantNo
GoldQG Refining, LLCUnited StatesCID003324OtherUnknown
GoldRand Refinery (Pty) Ltd.South AfricaCID001512CompliantYes
GoldRefinery of Seemine Gold Co., Ltd.ChinaCID000522OtherNo
GoldREMONDIS PMR B.V.NetherlandsCID002582CompliantUnknown
GoldRoyal Canadian MintCanadaCID001534CompliantNo
GoldSabin Metal Corp.United StatesCID001546OtherNo
GoldSafimet S.p.AItalyCID002973CompliantNo
GoldSAFINA A.S.Czech RepublicCID002290ActiveNo
GoldSai RefineryIndiaCID002853OtherUnknown
GoldSamduck Precious MetalsKorea, Republic ofCID001555CompliantYes
GoldSAMWON METALS Corp.Korea, Republic ofCID001562OtherNo
GoldSAXONIA Edelmetalle GmbHGermanyCID002777CompliantNo
GoldSEMPSA Joyeria Plateria S.A.SpainCID001585CompliantNo
GoldShandong Humon Smelting Co., Ltd.ChinaCID002525OtherUnknown
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.ChinaCID001619OtherNo
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.ChinaCID001622CompliantNo
GoldShirpur Gold Refinery Ltd.IndiaCID002588OtherUnknown
GoldSichuan Tianze Precious Metals Co., Ltd.ChinaCID001736CompliantUnknown
GoldSingway Technology Co., Ltd.TaiwanCID002516CompliantNo
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRussian FederationCID001756CompliantNo
GoldSolar Applied Materials Technology Corp.TaiwanCID001761CompliantNo
GoldSovereign MetalsIndiaCID003383OtherUnknown
GoldState Research Institute Center for Physical Sciences and TechnologyLithuaniaCID003153OtherUnknown
GoldSudan Gold RefinerySudanCID002567OtherUnknown

GoldSumitomo Metal Mining Co., Ltd.JapanCID001798CompliantNo
GoldSungEel HiMetal Co., Ltd.Korea, Republic ofCID002918CompliantUnknown
GoldT.C.A S.p.AItalyCID002580CompliantNo
GoldTanaka Kikinzoku Kogyo K.K.JapanCID001875CompliantNo
GoldThe Refinery of Shandong Gold Mining Co., Ltd.ChinaCID001916CompliantNo
GoldTokuriki Honten Co., Ltd.JapanCID001938CompliantNo
GoldTongling Nonferrous Metals Group Co., Ltd.ChinaCID001947OtherNo
GoldTony Goetz NVBelgiumCID002587OtherUnknown
GoldTOO Tau-Ken-AltynKazakhstanCID002615CompliantUnknown
GoldTorecomKorea, Republic ofCID001955CompliantNo
GoldUmicore Brasil Ltda.BrazilCID001977CompliantNo
GoldUmicore Precious Metals ThailandThailandCID002314CompliantNo
GoldUmicore S.A. Business Unit Precious Metals RefiningBelgiumCID001980CompliantNo
GoldUnited Precious Metal Refining, Inc.United StatesCID001993CompliantNo
GoldValcambi S.A.SwitzerlandCID002003CompliantNo
GoldWestern Australian Mint (T/a The Perth Mint)AustraliaCID002030CompliantNo
GoldWIELAND Edelmetalle GmbHGermanyCID002778CompliantNo
GoldYamakin Co., Ltd.JapanCID002100CompliantNo
GoldYokohama Metal Co., Ltd.JapanCID002129CompliantNo
GoldYunnan Copper Industry Co., Ltd.ChinaCID000197OtherNo
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationChinaCID002224CompliantNo
TantalumAsaka Riken Co., Ltd.JapanCID000092CompliantUnknown
TantalumChangsha South Tantalum Niobium Co., Ltd.ChinaCID000211CompliantYes
TantalumCP Metals Inc.United StatesCID003402ActiveUnknown
TantalumD Block Metals, LLCUnited StatesCID002504CompliantNo
TantalumExotech Inc.United StatesCID000456CompliantNo
TantalumF&X Electro-Materials Ltd.ChinaCID000460CompliantYes
TantalumFIR Metals & Resource Ltd.ChinaCID002505CompliantNo
TantalumGlobal Advanced Metals AizuJapanCID002558CompliantYes
TantalumGlobal Advanced Metals BoyertownUnited StatesCID002557CompliantYes
TantalumGuangdong Zhiyuan New Material Co., Ltd.ChinaCID000616CompliantYes

TantalumH.C. Starck Co., Ltd.ThailandCID002544CompliantYes
TantalumH.C. Starck Hermsdorf GmbHGermanyCID002547CompliantYes
TantalumH.C. Starck Inc.United StatesCID002548CompliantYes
TantalumH.C. Starck Ltd.JapanCID002549CompliantYes
TantalumH.C. Starck Smelting GmbH & Co. KGGermanyCID002550CompliantYes
TantalumH.C. Starck Tantalum and Niobium GmbHGermanyCID002545CompliantYes
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.ChinaCID002492CompliantNo
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.ChinaCID002512CompliantUnknown
TantalumJiangxi Tuohong New Raw MaterialChinaCID002842CompliantUnknown
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.ChinaCID000914CompliantYes
TantalumJiujiang Tanbre Co., Ltd.ChinaCID000917CompliantYes
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.ChinaCID002506CompliantYes
TantalumKEMET Blue MetalsMexicoCID002539CompliantYes
TantalumLSM Brasil S.A.BrazilCID001076CompliantYes
TantalumMetallurgical Products India Pvt., Ltd.IndiaCID001163CompliantNo
TantalumMineracao Taboca S.A.BrazilCID001175CompliantNo
TantalumMitsui Mining and Smelting Co., Ltd.JapanCID001192CompliantNo
TantalumNingxia Orient Tantalum Industry Co., Ltd.ChinaCID001277CompliantYes
TantalumNPM Silmet ASEstoniaCID001200CompliantNo
TantalumPRG DooelMacedonia, The Former Yugoslav Republic OfCID002847CompliantUnknown
TantalumQuantumCleanUnited StatesCID001508CompliantNo
TantalumResind Industria e Comercio Ltda.BrazilCID002707CompliantUnknown
TantalumSolikamsk Magnesium Works OAORussian FederationCID001769CompliantNo
TantalumTaki Chemical Co., Ltd.JapanCID001869CompliantYes
TantalumTelex MetalsUnited StatesCID001891CompliantNo
TantalumUlba Metallurgical Plant JSCKazakhstanCID001969CompliantYes
TantalumXinXing Haorong Electronic Material Co., Ltd.ChinaCID002508CompliantNo
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.ChinaCID001522CompliantNo
TinAlphaUnited StatesCID000292CompliantNo

TinAn Vinh Joint Stock Mineral Processing CompanyViet NamCID002703OtherNo
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.ChinaCID000228CompliantNo
TinChifeng Dajingzi Tin Industry Co., Ltd.ChinaCID003190CompliantUnknown
TinChina Tin Group Co., Ltd.ChinaCID001070CompliantNo
TinDongguan CiEXPO Environmental Engineering Co., Ltd.ChinaCID003356OtherUnknown
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyViet NamCID002572OtherNo
TinEM VintoBoliviaCID000438CompliantYes
TinEstanho de Rondonia S.A.BrazilCID000448OtherNo
TinFenix MetalsPolandCID000468CompliantNo
TinGejiu City Fuxiang Industry and Trade Co., Ltd.ChinaCID003410OtherUnknown
TinGejiu Kai Meng Industry and Trade LLCChinaCID000942CompliantNo
TinGejiu Non-Ferrous Metal Processing Co., Ltd.ChinaCID000538CompliantNo
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.ChinaCID001908CompliantNo
TinGejiu Zili Mining And Metallurgy Co., Ltd.ChinaCID000555CompliantNo
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.ChinaCID003116CompliantUnknown
TinGuanyang Guida Nonferrous Metal Smelting PlantChinaCID002849CompliantUnknown
TinHuiChang Hill Tin Industry Co., Ltd.ChinaCID002844CompliantUnknown
TinHuichang Jinshunda Tin Co., Ltd.ChinaCID000760CompliantNo
TinJiangxi New Nanshan Technology Ltd.ChinaCID001231CompliantNo
TinLuna Smelter, Ltd.RwandaCID003387CompliantYes
TinMa'anshan Weitai Tin Co., Ltd.ChinaCID003379CompliantUnknown
TinMagnu's Minerais Metais e Ligas Ltda.BrazilCID002468CompliantYes
TinMalaysia Smelting Corporation (MSC)MalaysiaCID001105CompliantYes
TinMelt Metais e Ligas S.A.BrazilCID002500CompliantNo
TinMetallic Resources, Inc.United StatesCID001142CompliantNo

TinMetallo Belgium N.V.BelgiumCID002773CompliantYes
TinMetallo Spain S.L.U.SpainCID002774CompliantNo
TinMineracao Taboca S.A.BrazilCID001173CompliantNo
TinMitsubishi Materials CorporationJapanCID001191CompliantNo
TinModeltech Sdn BhdMalaysiaCID002858OtherUnknown
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyViet NamCID002573OtherNo
TinO.M. Manufacturing (Thailand) Co., Ltd.ThailandCID001314CompliantNo
TinO.M. Manufacturing Philippines, Inc.PhilippinesCID002517CompliantNo
TinOperaciones Metalurgicas S.A.BoliviaCID001337CompliantYes
TinPongpipat Company LimitedMyanmarCID003208OtherUnknown
TinPrecious Minerals and Smelting LimitedIndiaCID003409ActiveUnknown
TinPT Artha Cipta LanggengIndonesiaCID001399CompliantNo
TinPT ATD Makmur Mandiri JayaIndonesiaCID002503CompliantNo
TinPT Menara Cipta MuliaIndonesiaCID002835CompliantUnknown
TinPT Mitra Stania PrimaIndonesiaCID001453CompliantNo
TinPT Refined Bangka TinIndonesiaCID001460CompliantNo
TinPT Timah Tbk KundurIndonesiaCID001477CompliantNo
TinPT Timah Tbk MentokIndonesiaCID001482CompliantNo
TinResind Industria e Comercio Ltda.BrazilCID002706CompliantUnknown
TinRui Da HungTaiwanCID001539CompliantNo
TinSoft Metais Ltda.BrazilCID001758CompliantNo
TinSuper LigasBrazilCID002756OtherUnknown
TinThai Nguyen Mining and Metallurgy Co., Ltd.Viet NamCID002834CompliantUnknown
TinTin Technology & RefiningUnited StatesCID003325CompliantUnknown
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyViet NamCID002574OtherNo
TinWhite Solder Metalurgia e Mineracao Ltda.BrazilCID002036CompliantNo
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.ChinaCID002158CompliantNo
TinYunnan Tin Company LimitedChinaCID002180CompliantNo
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.ChinaCID003397CompliantUnknown
TungstenA.L.M.T. TUNGSTEN Corp.JapanCID000004CompliantYes

TungstenACL Metais EireliBrazilCID002833CompliantUnknown
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BrazilCID003427ActiveUnknown
TungstenAsia Tungsten Products Vietnam Ltd.Viet NamCID002502CompliantYes
TungstenChenzhou Diamond Tungsten Products Co., Ltd.ChinaCID002513CompliantNo
TungstenChina Molybdenum Co., Ltd.ChinaCID002641OtherUnknown
TungstenChongyi Zhangyuan Tungsten Co., Ltd.ChinaCID000258CompliantYes
TungstenCNMC (Guangxi) PGMA Co., Ltd.ChinaCID000281OtherUnknown
TungstenCP Metals Inc.United StatesCID003448ActiveUnknown
TungstenFujian Ganmin RareMetal Co., Ltd.ChinaCID003401CompliantUnknown
TungstenFujian Jinxin Tungsten Co., Ltd.ChinaCID000499CompliantNo
TungstenGanzhou Haichuang Tungsten Co., Ltd.ChinaCID002645CompliantUnknown
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.ChinaCID000875CompliantYes
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.ChinaCID002315CompliantYes
TungstenGanzhou Seadragon W & Mo Co., Ltd.ChinaCID002494CompliantNo
TungstenGEM Co., Ltd.ChinaCID003417OtherUnknown
TungstenGlobal Tungsten & Powders Corp.United StatesCID000568CompliantNo
TungstenGuangdong Xianglu Tungsten Co., Ltd.ChinaCID000218CompliantNo
TungstenH.C. Starck Smelting GmbH & Co. KGGermanyCID002542CompliantUnknown
TungstenH.C. Starck Tungsten GmbHGermanyCID002541CompliantYes
TungstenHunan Chenzhou Mining Co., Ltd.ChinaCID000766CompliantNo
TungstenHunan Chuangda Vanadium Tungsten Co., Ltd. WujiChinaCID002579CompliantNo
TungstenHunan Chunchang Nonferrous Metals Co., Ltd.ChinaCID000769CompliantNo
TungstenHunan Litian Tungsten Industry Co., Ltd.ChinaCID003182CompliantUnknown
TungstenHydrometallurg, JSCRussian FederationCID002649CompliantYes
TungstenJapan New Metals Co., Ltd.JapanCID000825CompliantNo

TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.ChinaCID002551CompliantNo
TungstenJiangxi Gan Bei Tungsten Co., Ltd.ChinaCID002321CompliantNo
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.ChinaCID002313OtherNo
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.ChinaCID002318CompliantNo
TungstenJiangxi Xianglu Tungsten Co., Ltd.ChinaCID002647ActiveUnknown
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.ChinaCID002317CompliantYes
TungstenJiangxi Yaosheng Tungsten Co., Ltd.ChinaCID002316CompliantNo
TungstenJSC "Kirovgrad Hard Alloys Plant"Russian FederationCID003408ActiveUnknown
TungstenKennametal FallonUnited StatesCID000966CompliantNo
TungstenKennametal HuntsvilleUnited StatesCID000105CompliantNo
TungstenKGETS CO., LTD.Korea, Republic ofCID003388CompliantUnknown
TungstenLianyou Metals Co., Ltd.TaiwanCID003407CompliantUnknown
TungstenMalipo Haiyu Tungsten Co., Ltd.ChinaCID002319CompliantNo
TungstenMasan Tungsten Chemical LLC (MTC)Viet NamCID002543CompliantNo
TungstenMoliren Ltd.Russian FederationCID002845CompliantUnknown
TungstenNiagara Refining LLCUnited StatesCID002589CompliantNo
TungstenNPP Tyazhmetprom LLCRussian FederationCID003416OtherUnknown
TungstenPhilippine Chuangxin Industrial Co., Inc.PhilippinesCID002827CompliantUnknown
TungstenTejing (Vietnam) Tungsten Co., Ltd.Viet NamCID001889CompliantNo
TungstenUnecha Refractory Metals PlantRussian FederationCID002724CompliantUnknown
TungstenWolfram Bergbau und Hutten AGAustriaCID002044CompliantNo
TungstenWoltech Korea Co., Ltd.Korea, Republic ofCID002843CompliantUnknown
TungstenXiamen Tungsten (H.C.) Co., Ltd.ChinaCID002320CompliantYes
TungstenXiamen Tungsten Co., Ltd.ChinaCID002082CompliantYes
TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.ChinaCID002830CompliantUnknown

TungstenXinhai Rendan Shaoguan Tungsten Co., Ltd.ChinaCID002095CompliantNo

Reported by the RMI RMAP on May 2020
Compliant - audited and found compliant with the relevant RMAP protocol
Active - engaged in the program but not yet compliant
Other - have not received compliant or active status

ANNEX II -Countries of Origin

The information in this Annex is an aggregation of data provided by Halliburton’s suppliers and not a confirmation of conflict minerals contained in our products.

Countries of origin include:
AngolaGuyanaPapua New Guinea
ArgentinaHong KongPeru
BelarusIrelandRussian Federation
BermudaItalySaudi Arabia
BoliviaIvory CoastSierra Leone
CambodiaKazakhstanSouth Africa
CanadaKenyaSouth Sudan
Central African RepublicKorea, Republic ofSpain
Congo (Brazzaville)MadagascarTaiwan
Czech RepublicMalaysiaTajikistan
DRC- Congo (Kinshasa)MexicoThailand
EstoniaMozambiqueUnited Arab Emirates
EthiopiaMyanmarUnited Kingdom
FinlandNamibiaUnited States
GermanyNew ZealandViet Nam